NZ$287.50 – NZ$488.75

Customer Due Diligence & Compliance Officer Training - Dunedin - 17 August

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Location

Location

TBC

Dunedin

Dunedin, 9016

New Zealand

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Refund Policy

Refund Policy

No Refunds

Event description
Designed for all AML Compliance Officers and their Compliance Staff

About this Event

AML Solutions will be hosting two training courses on the 17th August and they will be designed for all AML Compliance Officers and their Compliance staff.

These training sessions are designed for Compliance staff looking to gain a deeper understanding. They will be fast paced with opportunities throughout to ask questions.

Compliance Officer course

Time: 9:00am –11:30am

Content outline:

• Quick refresher of key obligations

• Customer Due Diligence

• Account and Transaction Monitoring

• Suspicious Activity Reporting

• Managing and Mitigating Risk

• Record Keeping

• Training & Vetting

• New guidance and legislative changes

• Opportunity to discuss AML Audit issues

• Q&A Session

Customer Due Diligence course

Time: 1:00pm – 3:30pm

Content:

• Quick refresher of key obligations

• Standard CDD and worked examples

• Complex Structures and worked examples

• Enhanced CDD / Source of Funds and Wealth

• Managing Exceptions

• Using eIV and third parties for CDD

• Q&A Session

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Date and Time

Location

TBC

Dunedin

Dunedin, 9016

New Zealand

View Map

Refund Policy

No Refunds

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