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Navigating Regulation Advice Summit - Wellington

Financial Services Council

Wednesday, 13 March 2019 from 7:30 am to 12:00 pm (NZDT)

Navigating Regulation Advice Summit - Wellington

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Type End Quantity
Navigating Regulation Wellington Ended Free  

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Event Details


The FMA, MBIE and Financial Services Council invite you to the Navigating Regulation Advice Summit 2019. The summits are open to all and free to attend. Attendees will:

  • Hear directly from key decision makers from the FMA, MBIE and Code Working Group
  • Get information to help them plan for the new regulations
  • Network with peers and hear from industry leaders
  • Speak to suppliers for practical help and support through the changes

Find out more at and follow us on twitter to keep up to date.

Who should attend?

  • All advisers (AFA’s, RFA’s, QFE’s, NR’s & all the likely FAP’s & FA’s
  • All current dealer groups and their advice staff
  • Members of the Financial Services Council
  • The professions & the advisers to the market place
  • The suppliers to the sector
  • Media
  • Other interested parties

The 2019 Programme


Arrival and morning coffee in the Marketplace
Meet other Financial Advisers and visit providers that can give you practical hints and tips on getting ready for the changes in the Marketplace, new for 2019.


Open and welcome





Regulatory change in the spotlight
Hear directly from the key players driving, leading and shaping the new regulations:

  • John Botica and Derek Grantham from the FMA
  • Sharon Corbett from MBIE
  • Angus Dale-Jones from the Code Working Group
  • Industry leaders and experience from other Advisers


Morning tea in the Marketplace


The Future of Advice Panel Discussion and Q&A 
This panel will look towards the future and how Financial Advisers can best prepare themselves for success through the transition to the new regulations.


Summit close and one last visit to the Marketplace
One more opportunity to visit the marketplace and get the advice you need.

12.00pm  Marketplace closes


The Marketplace: New for 2019

New for 2019, we are inviting a range of experienced suppliers that can help Financial Advisers
prepare for the regulatory changes and make the right decisions, including: 

  • Product suppliers (Life, Funds and KiwiSavers)
  • Educational colleges.
  • Dealer groups
  • Software providers
  • Legal firms
  • Compliance firms
  • Practice management firms

Find out more about taking a stall.



Confirmed Speakers

Angus Dale-Jones, Chair, Code Working Group
Angus is a chartered accountant and former financial services regulator in Australia and NZ. Angus runs a conduct, compliance and regulatory strategy consultancy.

John Botica, Director Market Engagement, FMA
John is an experienced senior executive, director and consultant in the financial services industry. He was co-founder of the Assure NZ Group, Managing Director at Guardian Trust and General Manager Wealth Management at AXA.

Sharon Corbett, Manager Financial Markets, MBIE
Sharon manages the financial markets policy team. She has been leading the Ministry’s team amending New Zealand’s financial advice legislation since the review commenced in 2014.

Derek Grantham, Principal Consultant, FMA
Derek brings the AFA perspective into the work and thinking of the FMA. He brings his experience as a financial adviser and as Head of Adviser Services for a national advisory firm to his role within the FMA’s regulation team.

Katrina Shanks CEO, Financial Advice New Zealand
Katrina Shanks is the newly appointed CEO of Financial Advice New Zealand, an organisation which focuses on standards, advocacy and promotion of advice to the New Zealand public for the mutual benefit of advisers, consumers and other stakeholders.

Richard Klipin, CEO, FSC
Richard has extensive experience in leading and transforming industry associations, life insurance manufacturers and financial advice businesses, having held senior leadership roles in all sectors over the past 16 years.


+64 (0)9 985 5762 | ANZ Centre | Level 33 | 23-29 Albert Street | Auckland 1010

Have questions about Navigating Regulation Advice Summit - Wellington? Contact Financial Services Council

When & Where

Members Gallery, Westpac Stadium
105 Waterloo Quay
Wellington, 6140
New Zealand

Wednesday, 13 March 2019 from 7:30 am to 12:00 pm (NZDT)

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