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The FMA, MBIE and Financial Services Council invite you to the Navigating Regulation Advice Summit 2019. The summits are open to all and free to attend. Attendees will:
Hear directly from key decision makers from the FMA, MBIE and Code Working Group
Get information to help them plan for the new regulations
Network with peers and hear from industry leaders
Speak to suppliers for practical help and support through the changes
All advisers (AFA’s, RFA’s, QFE’s, NR’s & all the likely FAP’s & FA’s
All current dealer groups and their advice staff
Members of the Financial Services Council
The professions & the advisers to the market place
The suppliers to the sector
Media
Other interested parties
The 2019 Programme
7.30am
Arrival and morning coffee in the Marketplace Meet other Financial Advisers and visit providers that can give you practical hints and tips on getting ready for the changes in the Marketplace, new for 2019.
8.30am
Open and welcome
8.45am
Regulatory change in the spotlight Hear directly from the key players driving, leading and shaping the new regulations:
John Botica and Derek Grantham from the FMA
Sharon Corbett from MBIE
Angus Dale-Jones from the Code Working Group
Industry leaders and experience from other Advisers
10.00am
Morning tea in the Marketplace
10.30am
The Future of Advice Panel Discussion and Q&A This panel will look towards the future and how Financial Advisers can best prepare themselves for success through the transition to the new regulations.
11.30am
Summit close and one last visit to the Marketplace One more opportunity to visit the marketplace and get the advice you need.
12.00pm
Marketplace closes
The Marketplace: New for 2019
New for 2019, we are inviting a range of experienced suppliers that can help Financial Advisers prepare for the regulatory changes and make the right decisions, including:
Angus Dale-Jones, Chair, Code Working Group Angus is a chartered accountant and former financial services regulator in Australia and NZ. Angus runs a conduct, compliance and regulatory strategy consultancy.
John Botica, Director Market Engagement, FMA John is an experienced senior executive, director and consultant in the financial services industry. He was co-founder of the Assure NZ Group, Managing Director at Guardian Trust and General Manager Wealth Management at AXA.
Sharon Corbett, Manager Financial Markets, MBIE Sharon manages the financial markets policy team. She has been leading the Ministry’s team amending New Zealand’s financial advice legislation since the review commenced in 2014.
Derek Grantham, Principal Consultant, FMA Derek brings the AFA perspective into the work and thinking of the FMA. He brings his experience as a financial adviser and as Head of Adviser Services for a national advisory firm to his role within the FMA’s regulation team.
Katrina Shanks CEO, Financial Advice New Zealand Katrina Shanks is the newly appointed CEO of Financial Advice New Zealand, an organisation which focuses on standards, advocacy and promotion of advice to the New Zealand public for the mutual benefit of advisers, consumers and other stakeholders.
Richard Klipin, CEO, FSC Richard has extensive experience in leading and transforming industry associations, life insurance manufacturers and financial advice businesses, having held senior leadership roles in all sectors over the past 16 years.
+64 (0)9 985 5762 | ANZ Centre | Level 33 | 23-29 Albert Street | Auckland 1010
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